F 0607
Develop and implement policies and procedures to prevent abuse, neglect, and theft.
Level of Harm - Minimal harm
or potential for actual harm
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on
interview and record review, the facility failed to implement their abuse policy and procedure (P&P) when:
Residents Affected - Few
1. For Resident 1, staff did not report an incident of potential abuse to the state agency and other required
agencies; and
2. The facility did not provide abuse training to all staff at least quarterly.
These failures had the potential to delay the investigation of abuse allegations and place residents at risk
for further potential abuse.
Findings:
1. Review of Resident 1's clinical record indicated he was admitted on [DATE] and had the diagnoses
including cerebral infarction (known as a stroke, a damage to tissues in the brain due to a loss of oxygen),
difficulty in walking, muscle weakness, aphasia, type 2 diabetes (high blood sugar), hypertension (high
blood pressure), and major depressive disorder (a mood disorder that causes a feeling of sadness and loss
of interest).
Review of Resident 1's Minimum Data Set (MDS, an assessment tool), dated 1/22/24, indicated he had a
brief interview for mental status (BIMS, a structured cognitive [relating to the mental process involved in
knowing, learning, and understanding things] test) score of 9 (moderate cognitive impairment).
During an interview on 4/8/24 at 11:30 a.m. with Resident 1, he stated that physical therapist A (PT A)
came to his room on 4/3/24 at 7 a.m. The visit was not announced and was too early. Resident 1 did not like
PT A's approach and asked him to leave the room. PT A did not leave the room and yelled at Resident 1,
You got a problem. Staff came into Resident 1's room, and PT A left the room after the staff asked him to
leave multiple times.
During an interview on 4/8/24 at 11:45 a.m. with Resident 2, who shared the room with Resident 1, he
stated that PT A came to his room on 4/3/24 around 7:15 a.m. Resident 1 and PT A started to argue and
yell at each other. Resident 1 asked PT A to leave the room, but PT A kept yelling at Resident 1. The
director of staff development (DSD) came into the room, and PT A left the room after the DSD asked him to
leave multiple times.
Review of Resident 1's clinical record indicated there was no documentation of the incident involving
Resident 1 on 4/3/24.
(continued on next page)
Any deficiency statement ending with an asterisk (*) denotes a deficiency which the institution may be excused from correcting providing it is determined that other
safeguards provide sufficient protection to the patients. (See instructions.) Except for nursing homes, the findings stated above are disclosable 90 days following the
date of survey whether or not a plan of correction is provided. For nursing homes, the above findings and plans of correction are disclosable 14 days following the date
these documents are made available to the facility. If deficiencies are cited, an approved plan of correction is requisite to continued program participation.
LABORATORY DIRECTOR'S OR PROVIDER/SUPPLIER
REPRESENTATIVE'S SIGNATURE
TITLE
(X6) DATE
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Facility ID:
If continuation sheet
Page 1 of 3
Event ID:
055017
Printed: 05/15/2026
Form Approved OMB
No. 0938-0391
Department of Health & Human Services
Centers for Medicare & Medicaid Services
STATEMENT OF DEFICIENCIES
AND PLAN OF CORRECTION
(X1) PROVIDER/SUPPLIER/CLIA
IDENTIFICATION NUMBER:
(X2) MULTIPLE CONSTRUCTION
055017
B. Wing
A. Building
(X3) DATE SURVEY
COMPLETED
06/03/2024
NAME OF PROVIDER OR SUPPLIER
STREET ADDRESS, CITY, STATE, ZIP CODE
Redwood Grove Post Acute
2990 Soquel Avenue
Santa Cruz, CA 95062
For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency.
(X4) ID PREFIX TAG
SUMMARY STATEMENT OF DEFICIENCIES
(Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0607
Level of Harm - Minimal harm
or potential for actual harm
Residents Affected - Few
Review of the SOC 341 (a document used to report elderly abuse) filed by the facility dated 4/15/24
indicated Resident 1's family member alleged the resident was verbally and emotionally abused by a
physical therapist on 4/3/24.
During an interview on 4/8/24 at 11:55 a.m. with licensed vocational nurse B (LVN B), he stated that he
heard yelling at the nurse station on 4/3/24 around 7 a.m. Resident 1 and PT A were yelling at each other.
Resident 1 was kept yelling at PT A to leave the room. LVN B stated he reported it to the DSD. The DSD
came into the room and asked PT A to leave the room, but PT A kept yelling at Resident 1. PT A left the
room after the DSD asked him to leave a couple of times. LVN B stated Resident 1 looked very upset, and
PT A's approach was not acceptable. LVN B further stated it was a reportable incident, but he did not report
or document because the DSD said she would report and document.
During an interview on 4/8/24 at 12:53 p.m. with the DSD, she stated that she was called by LVN B on
4/3/24 around 7:15 a.m. Resident 1 was still in bed and upset. Resident 1 and PT A were yelling at each
other. Resident 1 yelled at PT A to get out of his room, and PT A did not leave the room. The DSD asked
PT A to leave the room because Resident 1 was upset, but PT A stayed in the room. PT A left the room
after the DSD asked him to leave three times. The DSD stated that she reported to the administrator (ADM)
and the director of nursing (DON) because it was a reportable incident for potential verbal and/or emotional
abuse. The DSD further stated that the resident had a right to refuse, PT A should have respected the
resident's wish then and could revisit the resident when the resident was ready for the therapy.
During an interview on 4/8/24 at 2 p.m. with the ADM, he confirmed the incident involving Resident 1 was
reported to him on 4/3/24. The ADM stated that he interviewed Resident 1, and Resident 1 said he did not
like PT A's approach and requested not to work with PT A. The ADM stated that he filed a grievance and
removed PT A from Resident 1's therapy schedule. PT A said he was raising his voice, not yelling, to
redirect Resident 1. The ADM further stated that he did not report the incident to the state agency or other
agencies because Resident 1 did not mention yelling, arguing, or being abused during his interview on
4/3/24. The ADM confirmed that he did not interview staff who witnessed the incident on 4/3/24.
During a telephone interview on 4/9/24 at 7:15 a.m. with certified nurse assistant C (CNA C), she stated
that she heard a loud voice from the room on 4/3/24 around 7 a.m. and went into the room. Resident 1 was
in bed and very upset. Resident 1 was kept screaming at PT A to get out of the room and saying that it was
too early. PT A looked upset and kept saying that Resident 1 needed to get ready for exercise. PT A
continued to argue with Resident 1 and left the room after the DSD asked him to leave multiple times. CNA
C further stated that PT A's approach was not acceptable and should be reported.
During a telephone interview on 4/9/24 at 7:39 a.m. with CNA D, he stated that he was assigned for
Resident 1 and 2 on 4/3/24. Around 7 a.m., Resident 1 was agitated in bed and yelled at PT A to get out of
the room. PT A looked upset and confrontational to Resident 1. CNA D stated he reported it to LVN B
because PT A's confrontational approach was inappropriate, and he considered it a reportable incident for
possible abuse. PT A continued to argue with Resident 1 and left the room after the DSD asked him to
leave the room multiple times.
During a follow-up interview on 6/3/24 at 1:15 p.m. with the DSD, she stated that she reported the incident
involving Resident 1 to the DON and the ADM but did not document or file SOC 341. The DSD
acknowledged that she was a mandated reporter, and all alleged violations should be reported to the
(continued on next page)
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Event ID:
Facility ID:
055017
If continuation sheet
Page 2 of 3
Printed: 05/15/2026
Form Approved OMB
No. 0938-0391
Department of Health & Human Services
Centers for Medicare & Medicaid Services
STATEMENT OF DEFICIENCIES
AND PLAN OF CORRECTION
(X1) PROVIDER/SUPPLIER/CLIA
IDENTIFICATION NUMBER:
(X2) MULTIPLE CONSTRUCTION
055017
B. Wing
A. Building
(X3) DATE SURVEY
COMPLETED
06/03/2024
NAME OF PROVIDER OR SUPPLIER
STREET ADDRESS, CITY, STATE, ZIP CODE
Redwood Grove Post Acute
2990 Soquel Avenue
Santa Cruz, CA 95062
For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency.
(X4) ID PREFIX TAG
SUMMARY STATEMENT OF DEFICIENCIES
(Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0607
ADM and all required agencies.
Level of Harm - Minimal harm
or potential for actual harm
During an interview on 6/03/24 at 1:55 p.m. with the ADM, he stated Resident 1's family member filed a
grievance about PT A's approach toward Resident 1 on 4/11/24, which he reviewed on 4/15/24. The family
member said Resident 1 was verbally and emotionally abused by PT A. The ADM stated the facility filed
SOC 341 on 4/15/24.
Residents Affected - Few
During a review of the facility's undated Policy and Procedure (P&P) on Patient Abuse and Prevention, the
P&P indicated, Reporting: Facility shall ensure reporting of all alleged and/or substantiated violations to the
state agency and all other agencies as required, and to take all necessary corrective actions based on the
results of the investigation.
2. During a record review and concurrent interview on 6/3/24 at 1:04 p.m. with the DSD, she confirmed that
in-service (training) sheets indicated training for abuse conducted in January 2024 (on 1/9/24, 1/15/24,
1/17/24, and 1/19/24) did not include the administrator.
During a record review and concurrent interview on 6/3/24 at 2:40 p.m., she confirmed that in-service
sheets indicated training for abuse conducted in January 2023 (on 1/10/23, 1/12/23, 1/13/23, and 2/07/23)
and July 2023 (on 7/05/23, 7/06/23, 8/22/23) did not include the DON. The DSD acknowledged that abuse
training must be provided to all employees.
During a record review and concurrent interview on 6/3/24 at 2:50 p.m., in-service sheets indicated training
for abuse conducted in January 2023, July 2023, and January 2024. The DSD stated that the facility
provides training for abuse to all employees upon hire and twice a year. The DSD reviewed the facility's
policy on abuse training and acknowledged that the facility should provide training for abuse at least
quarterly. The DSD further stated she was not aware of the training frequency.
During an interview on 6/3/24 at 3:30 p.m. with the ADM, he acknowledged that the facility did not
implement their policy of abuse training.
During a review of the facility's undated Policy and Procedure (P&P) on Patient Abuse and Prevention, the
P&P indicated, Training: Facility staff and employees shall receive, through orientation and continuing
education sessions, training on issues related to abuse prohibition practice . Continuing education sessions
on Abuse Prevention, Monitoring, Reporting, etc. shall be conducted at least once in every quarter.
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Event ID:
Facility ID:
055017
If continuation sheet
Page 3 of 3