F 0695
Provide safe and appropriate respiratory care for a resident when needed.
Level of Harm - Minimal harm
or potential for actual harm
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on
interview, and record review, the facility failed to ensure they had the capability to provide a specific
respiratory care need prior to admitting one of three sampled residents (Resident 1) with a tracheostomy (a
surgical procedure that creates an opening in the trachea (windpipe) to allow air to enter the lungs) when,
the facility was not able provide cool aerosol mist (provides humidity to the airway to prevent airway
secretions from drying out because a tracheostomy bypasses the natural humidifying and warming
functions of the nose and mouth, potentially leading to dry, thick secretions that can obstruct the airway) to
Resident 1 upon admission and readmission to the facility. This failure resulted in Resident 1 being sent to
the hospital on 7/1/25 (day of admission to the facility), with Resident 1 returning to the facility on 7/7/25
from the hospital, and Resident 1 being sent back to the hospital on 7/7/25. This failure also had the
potential to result in transfer trauma (a condition characterized by a range of symptoms that can occur
when someone is moved from one environment to another, particularly affecting older adults) to Resident 1
and a decreased physical and emotional well-being.Findings:A review of Resident 1's Transfer Record,
indicated Resident 1 was admitted to the facility on [DATE] with diagnoses which included myotonic
dystrophy (an inherited disorder characterized by progressive muscle wasting and weakness) and acute
respiratory failure (a condition in which the blood does not have enough oxygen and/or too much carbon
dioxide (byproduct of respiration) which can be a life-threatening emergency). A review of Resident 1's
Progress Notes, dated 7/1/25, indicated Resident 1 was transferred from the facility to an acute care facility.
Further review of the record indicated, .I got a call from the DON [Director of Nursing] to send the resident
to the hospital.When the [ambulance] came, they were asking what reason is to send him out and I said
this facility is not a sub-acute facility [provides a level of care that is more intensive than a typical nursing
home but less intensive than a hospital's acute care unit] and resident is on trach [has a tracheostomy].A
review of Resident 1's Progress Notes, dated 7/7/25, indicated Resident 1 was again transferred from the
facility to an acute care facility. Further review of the record indicated, .Resident arrived at 1307 [1:07 PM]
and was sent back to hospital as per DON [Director of Nursing] and administrator as we are not trained or
equipped to meet the resident's needs.During an interview on 7/14/25, at 1:15 p.m., with the Pulmonary
Program Coordinator (PPC), the PPC stated Resident 1 had a tracheostomy with a t-piece (corrugated
tubing shaped like the letter T connected to the wall flow for oxygen delivery). The PPC further stated
Resident 1 had a quick turnaround (was admitted then discharged ) because the facility did not have the
oxygen wall air flow to accommodate his needs for cool aerosol mist. The PCC stated that the DON did not
consult with her (PCC) regarding the equipment needed to care for Resident 1 prior to his admission to the
facility.During a phone interview on 8/11/15, at 10:16 a.m., with the DON, the DON stated the facility did not
have an admitting coordinator/nurse in July of 2025. The DON further stated that the facility Marketing
Resource, The Administrator in Training, the Consultant, and
Residents Affected - Few
(continued on next page)
Any deficiency statement ending with an asterisk (*) denotes a deficiency which the institution may be excused from correcting providing it is determined that other
safeguards provide sufficient protection to the patients. (See instructions.) Except for nursing homes, the findings stated above are disclosable 90 days following the
date of survey whether or not a plan of correction is provided. For nursing homes, the above findings and plans of correction are disclosable 14 days following the date
these documents are made available to the facility. If deficiencies are cited, an approved plan of correction is requisite to continued program participation.
LABORATORY DIRECTOR'S OR PROVIDER/SUPPLIER
REPRESENTATIVE'S SIGNATURE
TITLE
(X6) DATE
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Facility ID:
If continuation sheet
Page 1 of 2
Event ID:
055304
Printed: 05/15/2026
Form Approved OMB
No. 0938-0391
Department of Health & Human Services
Centers for Medicare & Medicaid Services
STATEMENT OF DEFICIENCIES
AND PLAN OF CORRECTION
(X1) PROVIDER/SUPPLIER/CLIA
IDENTIFICATION NUMBER:
(X2) MULTIPLE CONSTRUCTION
055304
B. Wing
A. Building
(X3) DATE SURVEY
COMPLETED
07/14/2025
NAME OF PROVIDER OR SUPPLIER
STREET ADDRESS, CITY, STATE, ZIP CODE
Brookside Care Center
1221 Rosemarie Lane
Stockton, CA 95207
For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency.
(X4) ID PREFIX TAG
SUMMARY STATEMENT OF DEFICIENCIES
(Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0695
Level of Harm - Minimal harm
or potential for actual harm
Residents Affected - Few
FORM CMS-2567 (02/99)
Previous Versions Obsolete
the Administrator (ADM) collaborated to decide on whom to admit to the facility. The DON stated that none
of the individuals who collaborated to admit residents to the facility were licensed nurses. The DON further
stated that once the decision was made to admit a resident, the nursing department was notified within two
to three hours of the resident's arrival. The DON stated that she was not sure if the decision to admit
Resident 1 to the facility was a collaborative decision. The DON confirmed that Resident 1 was originally
admitted to the facility on [DATE], transferred to the acute care facility (hospital) on 7/1/25, transferred back
to the facility from the acute care facility on 7/7/25, then transferred back to acute care facility on 7/7/25.
The DON stated that when Resident 1 returned to the facility on 7/7/25, the nursing staff did not know that
he was coming back to the facility that day. A review of a facility document titled, Facility Assessment Tool,
dated 8/1/24, indicated, .Diseases/conditions, physical and cognitive disabilities, and behavioral health
needs [facility name] is equipped and has the capacity to care for the following various resident clinical
conditions.Respiratory system.respiratory failure.Decisions regarding care for residents with conditions not
listed above.Under certain circumstances the facility's Director of Nursing or Medical Director will review
and decide if the facility has the clinical capacity to care for individuals who may have a clinical diagnosis
not described in the table above. Recognizing that the facility staff must be trained and/or have the clinical
expertise, the facility must have the proper equipment to render safe care prior to admission.2. Services
and Care the Facility Offers Based on its Residents' Needs.Therapy.respiratory.Other special care
needs.tracheostomy care.A review of an undated facility policy and procedure (P&P) titled, admission of a
Resident, indicated, .The admission process is intended to obtain all possible information regarding the
resident for the development of the comprehensive plan of care, and to assist the resident in becoming
comfortable in the facility.Policy Explanations and Compliance Guidelines.1. Pre-admission
Preparation.Information about the facility services should be provided.Once the resident/family has
selected the facility, pre-admission information should be gathered. Preadmission information may
include.history and physical, discharge summary, physician's orders, medication and/or treatment
records.therapy evaluations/notes.A review of an undated facility P&P titled, Tracheostomy Care-Suctioning,
indicated, .The facility will ensure that residents who need respiratory care.are provided such care
consistent with professional standards of practice.
Event ID:
Facility ID:
055304
If continuation sheet
Page 2 of 2