F 0689
Ensure that a nursing home area is free from accident hazards and provides adequate supervision to
prevent accidents.
Level of Harm - Actual harm
Residents Affected - Few
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on
interview and record review the facility failed to ensure residents were safely transferred without injury for 1
(R3) of 3 residents reviewed for mechanical transfers in the sample of 12. The failure resulted in R3
suffering pain with left sided rib fractures, numbers 3 - 10 and a pneumothorax to the left lung.
Findings Include:
Review of R3's admission Record documented R3's initial admission date to the facility as 08/23/21. R3's
date of birth is listed as 3/24/53. The same document lists diagnoses for R3 including but not limited to:
Aphasia following Cerebral Infarction; Major Depressive Disorder; Essential Hypertension; Unspecified
Atrial Fibrillation, etc.
Review of R3's current Plan of Care documented an undated notation on the first page of the plan that
stated, Special Instructions to include, Hoyer lift for transfers.
Review of R3's Minimum Data Set (MDS) dated [DATE] documented a Brief Interview for Mental Status
score of 8, indicating moderate cognitive impairment. The same MDS documented in section G, R3
requires total dependence of two plus persons physical assist for transfers.
R3's Clinical Record documented a late entry Progress Note made by V4 (Licensed Practical Nurse, LPN),
dated 10/24/23 at 4:03 PM which stated, This nurse was called to res's (resident's) room at 0700. Upon
entering, this nurse observed res lying on the floor. CNA's (Certified Nurse Assistant, CNA) (name) V11 and
name (V10) stated that they had been transferring res via hoyer lift when the left bottom strap of hoyer sling
came unattached from hoyer lift. Res then fell to the floor, landing on his left side. Res did hit his head. This
nurse assessed res for injuries. No injuries noted at the time. Res c/o (complains of) pain to lt (left) side.
Staff then used hoyer lift to place res back in bed The same note goes on to state that all necessary
notifications were made with R3 being sent to the Emergency Department (ED) for evaluation and
treatment.
Review of the local hospital Emergency Department (ED) Provider Notes documented, R3 presented to the
ED on 10/23/24 with the chief complaint of a fall, which is noted to have occurred from the hoyer lift, with
R3 falling 3-4 feet, landing on his left side on the floor. R3 is documented as expressing back pain, being
worse on the left side as well as left posterior rib tenderness and bruising. R3 also reports pain throughout
his left side, arm, and leg. The ED Course listed on this same document stated through imaging results, R3
was discovered to have left 3rd-10th rib fractures with tiny lung base pneumothorax. Given the extensive
nature of multiple rib fractures with underlying pneumothorax, recommend transfer to trauma center.
(continued on next page)
Any deficiency statement ending with an asterisk (*) denotes a deficiency which the institution may be excused from correcting providing it is determined that other
safeguards provide sufficient protection to the patients. (See instructions.) Except for nursing homes, the findings stated above are disclosable 90 days following the
date of survey whether or not a plan of correction is provided. For nursing homes, the above findings and plans of correction are disclosable 14 days following the date
these documents are made available to the facility. If deficiencies are cited, an approved plan of correction is requisite to continued program participation.
LABORATORY DIRECTOR'S OR PROVIDER/SUPPLIER
REPRESENTATIVE'S SIGNATURE
TITLE
(X6) DATE
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Facility ID:
If continuation sheet
Page 1 of 3
Event ID:
145514
Printed: 05/15/2026
Form Approved OMB
No. 0938-0391
Department of Health & Human Services
Centers for Medicare & Medicaid Services
STATEMENT OF DEFICIENCIES
AND PLAN OF CORRECTION
(X1) PROVIDER/SUPPLIER/CLIA
IDENTIFICATION NUMBER:
(X2) MULTIPLE CONSTRUCTION
145514
B. Wing
A. Building
(X3) DATE SURVEY
COMPLETED
12/15/2023
NAME OF PROVIDER OR SUPPLIER
STREET ADDRESS, CITY, STATE, ZIP CODE
Effingham Healthcare & Senior Living
1610 North Lakewood Drive
Effingham, IL 62401
For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency.
(X4) ID PREFIX TAG
SUMMARY STATEMENT OF DEFICIENCIES
(Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0689
Level of Harm - Actual harm
Residents Affected - Few
Review of the out of town trauma hospital Discharge Summary documented R3 was admitted to the
hospital on [DATE] and discharged back to the facility on [DATE]. Discharge diagnoses are listed as: Fall
against object; Trauma; Traumatic fracture of ribs with tiny pneumothorax, left (#3-10), closed, initial
encounter. This document stated After observation, he (R3) was tolerating a diet, pain was controlled on
oral medications only with stable vital signs and labs. Therefore, (name) R3 was discharged in
improved/stable condition.
On 12/8/23 at 1:42 PM, R3 was asked if he recalled falling from the lift previously in which he responded
yes. When asked if he knew what had happened that caused him to fall, R3 stated no. When asked if he
experienced pain when he fell, stated yes. No responses were made when asked to rate his pain on a 0-10
scale. R3 stated yes when asked if he is happy with his care at the facility.
On 12/8/23 at 2:29 PM, V10 (CNA) stated that she was a staff member performing the mechanical lift
transfer on R3 when he sustained a fall from the lift. V10 stated that R3's cognition level varies as his
normal status. V10 stated herself and V11 (CNA) had placed the mechanical lift sling under R3 while he
was in bed and connected the sling to the lift and ensured a secure connection. V10 stated once in the air,
she is unsure what occurred as it happened so fast but R3 fell from the sling, landing on his left side on the
floor over the leg of the mechanical lift. V10 stated after the fall a sling loop was noted to be disconnected
from the lift, but she doesn't know how that occurred. V10 stated V4 (Licensed Practical Nurse/LPN) was
notified immediately and came to assess R3. V10 stated R3 was expressing no concerns of discomfort at
the time, just that he wanted up. V10 stated R3 was sent to the emergency room (ER) for evaluation. V10
stated the sling used with the mechanical lift was inspected with no imperfections noted, as well as the lift
being inspected with no faulty equipment noted. V10 stated she had never experienced any problems with
the lift or this type of occurrence before. V10 stated she was interviewed by V1 (Administrator) regarding
the incident and has been re-trained on mechanical lift use.
On 12/8/23 at 4:14 PM, V11 (CNA) confirmed she was the aide transferring R3 with V10 from bed to his
chair when he sustained a fall from the mechanical lift. V11 stated she is familiar with R3 and frequently
provides his care. V11 stated R3 has trouble expressing his thoughts, with cognition varying as his normal
status. V11 stated R3 requires the mechanical lift for transfer. V11 stated she is unsure of the root cause of
the fall or any errors that occurred as it happened so fast and connections to the lift were checked prior to
transfer. V11 stated while R3 was in the air being moved from the bed to over his chair, somehow a loop of
the sling became disconnected from the lift and R3 fell to the floor. V11 stated R3 landed on his left side
and herself and V10 did not move R3, but called for V4, who was his nurse. V11 stated V4 immediately
responded and R3 was sent to the ER for evaluation. V11 stated R3 was not complaining of any discomfort,
just wanted off of the floor. V11 stated she was interviewed by V1 regarding the fall and even after
investigating cannot say what the problem was that allowed R3 to fall. V11 stated she has been re-trained in
mechanical lift use and there have been no further incidents or falls with mechanical lift transfers.
On 12/12/23 at 8:10 AM, V4 (LPN) stated she was the nurse working when R3 sustained a fall from the
mechanical lift. V4 stated she was called to R3's room where she observed R3 lying on his left side over the
leg of mechanical lift. V4 stated that V10 and V11 were the CNA's present, getting him out of bed and were
shocked and couldn't explain what had happened that a portion of the sling had come undone from the lift,
in which R3 then fell forward out of the sling and onto the floor. V4 stated that R3 was not complaining of
any discomfort at that time and just wanted off the floor. V4 stated R3 was placed back in bed, and she
notified the MD who ordered for R3 to go to the ER for eval. V4 stated that the ER eval did detect injuries
including rib fractures were sustained. V4 stated she
(continued on next page)
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Event ID:
Facility ID:
145514
If continuation sheet
Page 2 of 3
Printed: 05/15/2026
Form Approved OMB
No. 0938-0391
Department of Health & Human Services
Centers for Medicare & Medicaid Services
STATEMENT OF DEFICIENCIES
AND PLAN OF CORRECTION
(X1) PROVIDER/SUPPLIER/CLIA
IDENTIFICATION NUMBER:
(X2) MULTIPLE CONSTRUCTION
145514
B. Wing
A. Building
(X3) DATE SURVEY
COMPLETED
12/15/2023
NAME OF PROVIDER OR SUPPLIER
STREET ADDRESS, CITY, STATE, ZIP CODE
Effingham Healthcare & Senior Living
1610 North Lakewood Drive
Effingham, IL 62401
For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency.
(X4) ID PREFIX TAG
SUMMARY STATEMENT OF DEFICIENCIES
(Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0689
does not know the root cause of the fall but was re-trained herself on mechanical lift use as a facility wide in
service was conducted.
Level of Harm - Actual harm
Residents Affected - Few
On 12/12/23 at 11:28 AM, V2 (Director of Nursing) acknowledged that R3 sustained a fall with fractures
from a mechanical lift. V2 stated although the facility was unable to determine the root cause of the fall it is
noted that if correct transfer procedures were being implemented, a fall should not have occurred. V2 stated
R3 has been receiving pain medication and follow up assessments as indicated following his fall.
On 12/8/23 at 9:30 AM, V1 (Administrator) stated that she's had no complaints made to her regarding
improper nursing care, RN staffing, or falls. V1 stated she does acknowledge that an error or malfunction of
some sort occurred during a mechanical lift transfer of R3 resulting in a fall with injury. V1 stated an
investigation was conducted and the root cause could not be determined, therefore all staff were
in-serviced on mechanical lift transfers.
Review of R3's current Medication Administration Record (MAR) documented at this time R3 remains
receiving a Lidocaine HCl External Patch 4 %, Apply to ribs topically one time a day for traumatic fracture of
ribs. Remove after 12 hours. This order has a start date of 10/27/23. An additional order with a start date of
10/26/23, upon R3's trauma hospital return is for, Hydrocodone-Acetaminophen Oral Tablet 7.5-325 MG
(milligrams) Give 1 tablet by mouth every 6 hours as needed for pain. The MAR documents multiple doses
of this medication were given as needed for pain and was documented as effective for the management of
R1's pain management.
An undated facility policy titled, (Company Name) stated, (Company Name) wants to ensure that its
residents are cared for safely, while maintaining a safe work environment for employees. This infrastructure
includes residents and movement equipment, employee training, and a Culture of Safety approach to safety
in the work environment.
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Event ID:
Facility ID:
145514
If continuation sheet
Page 3 of 3