F 0606
Not hire anyone with a finding of abuse, neglect, exploitation, or theft.
Level of Harm - Minimal harm
or potential for actual harm
Based on record review, interview and policy review, the facility failed to terminate employment for a State
Tested Nursing Assistant (STNA) who had a finding entered in the State Nurse Aide Registry concerning
abuse, neglect, or misappropriation. This resulted in one employee, STNA #101, working at the facility while
he was not eligible to work in a long-term care facility. This had the potential to affect all residents in the
facility. The facility census was 85.
Residents Affected - Many
Findings include:
Review of the personnel file for STNA #101 revealed a hire date of 12/01/22. Review of the background
check log revealed STNA #101's background check was submitted 11/22/22, completed 12/07/22 and
received at the facility on 12/14/22. STNA #101 was hired to work.
Review of the Ohio Department of Health Nurse Aide Registry form dated 11/23/22 revealed STNA #101
was eligible to work and his registry was in good standing.
Review of the Criminal History Record Check dated 12/07/22 and stamped by the facility Received
12/14/22 revealed STNA #101 was arrested for theft and forgery 10/30/22 and the case was pending in the
local county common pleas court.
Review of a court document dated 11/23/22 revealed the defendant, STNA #101, withdrew his plea of not
guilty and would apply for the diversion program.
Review of the form Employee Disciplinary Record dated 01/09/23 revealed STNA #101 was suspended due
to violating the Employee Handbook, Page 6: Rule 3 - your hiring is subject to receipt of a satisfactory
criminal background check. STNA #101 would be allowed to return to work when the disqualifying item was
removed from his background check.
Review of an email correspondence dated 01/20/23 between the Administrator and the facility's corporate
office revealed the Administrator requested guidance regarding STNA #101's background check and
involvement in a diversion program. Review of the email correspondence dated 02/21/23 revealed a
response from the Legal/HR department stating the use of a diversion program was fairly common and
because there was no conviction (pending outcome of diversion program) it was okay for STNA #101 to
work at the facility.
Review of a letter dated 01/25/23 from the facility to the local county Probation Department revealed STNA
#101 was hired on 12/01/22 and worked until 01/09/23.
Review of the Ohio Department of Health Nurse Aide Registry form dated 02/21/23 revealed STNA #101
(continued on next page)
Any deficiency statement ending with an asterisk (*) denotes a deficiency which the institution may be excused from correcting providing it is determined that other
safeguards provide sufficient protection to the patients. (See instructions.) Except for nursing homes, the findings stated above are disclosable 90 days following the
date of survey whether or not a plan of correction is provided. For nursing homes, the above findings and plans of correction are disclosable 14 days following the date
these documents are made available to the facility. If deficiencies are cited, an approved plan of correction is requisite to continued program participation.
LABORATORY DIRECTOR'S OR PROVIDER/SUPPLIER
REPRESENTATIVE'S SIGNATURE
TITLE
(X6) DATE
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Facility ID:
If continuation sheet
Page 1 of 3
Event ID:
365389
Printed: 05/15/2026
Form Approved OMB
No. 0938-0391
Department of Health & Human Services
Centers for Medicare & Medicaid Services
STATEMENT OF DEFICIENCIES
AND PLAN OF CORRECTION
(X1) PROVIDER/SUPPLIER/CLIA
IDENTIFICATION NUMBER:
(X2) MULTIPLE CONSTRUCTION
365389
B. Wing
A. Building
(X3) DATE SURVEY
COMPLETED
11/08/2023
NAME OF PROVIDER OR SUPPLIER
STREET ADDRESS, CITY, STATE, ZIP CODE
Laurels of Defiance The
1701 S Jefferson Ave
Defiance, OH 43512
For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency.
(X4) ID PREFIX TAG
SUMMARY STATEMENT OF DEFICIENCIES
(Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0606
was eligible to work and his registry was in good standing.
Level of Harm - Minimal harm
or potential for actual harm
Review of the form titled Diversion Agreement, signed 03/24/23, revealed STNA #101 was accepted into a
one-year Diversion Program and was overseen by a Probation Officer.
Residents Affected - Many
Review of the personnel file for STNA #101 and the staff schedule revealed STNA #101 was scheduled and
worked consistently in the facility from 02/22/23 through 11/03/23.
Review of the Ohio Department of Health Nurse Aide Registry form dated 11/06/23 revealed STNA #101
was not eligible to work and his registry was not in good standing because STNA #101 was found to have
committed abuse, neglect, or misappropriation and could not be employed by a long term care facility in
any capacity.
Review of the form Employee Disciplinary Record dated 11/06/23 revealed STNA #101 was suspended
because the Nurse Aide Registry determined STNA #101 was not in good standing. STNA #101 would be
suspended until his license was in good standing.
Interview with Payroll/Accounts Payable (PAP) #501 on 11/06/23 at 12:00 P.M. confirmed STNA #101
worked in the facility between 12/01/22 and 01/09/23. PAP #501 confirmed the background check log
identified the background check for STNA #101 was received on 12/14/22.
Interview on 11/06/23 at 2:02 P.M. with the Director of Nursing (DON) confirmed the Nurse Aide Registry for
STNA #101 revealed he was not eligible to work in the facility. The DON stated she became aware of the
information on 11/06/23.
Interview on 11/06/23 at 2:08 P.M. with the Administrator revealed STNA #101 explained to the facility
during his interview about his situation with the court and his plan to be involved in the Diversion Program.
The Administrator further stated STNA #101 was suspended while the facility requested guidance from
Corporate regarding the Diversion Program.
During interview on 11/06/23 at 2:48 P.M. with STNA #101 revealed he pled guilty to the charges brought
against him (forgery and theft) on 11/23/22 in order to be allowed to participate in the Diversion Program.
STNA #101 believed when he completed the Diversion Program his record would be clear. STNA #101
stated when he was pled guilty on 11/23/22, the court judge told STNA #101 as of today you were not
convicted of anything and you can go back to work in healthcare. STNA #101 revealed he had no
knowledge he was not in good standing and was not allowed to work in a long term care facility per the
Nurse Aide Registry. STNA #101 stated the first time he was aware of it was when the Administrator called
him on 11/06/23.
During an interview on 11/06/23 at 2:58 P.M., the Administrator revealed STNA #101 returned to work at
the facility on 02/22/23.
During an interview on 11/06/23 at 5:00 P.M., the Administrator revealed STNA #101 should have been
suspended on 12/14/22 when the results of his background check were received. STNA #101 was assigned
to the 100 and 200 halls and did not work on the 300 and 400 halls.
Review of an email correspondence from the Administrator on 11/07/23 at 9:05 A.M. revealed she believed
the results of the background check dated 12/07/22 and stamped by the facility Received 12/14/22 was
date-stamped in error and that was why STNA #101 was not suspended on 12/14/22.
(continued on next page)
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Event ID:
Facility ID:
365389
If continuation sheet
Page 2 of 3
Printed: 05/15/2026
Form Approved OMB
No. 0938-0391
Department of Health & Human Services
Centers for Medicare & Medicaid Services
STATEMENT OF DEFICIENCIES
AND PLAN OF CORRECTION
(X1) PROVIDER/SUPPLIER/CLIA
IDENTIFICATION NUMBER:
(X2) MULTIPLE CONSTRUCTION
365389
B. Wing
A. Building
(X3) DATE SURVEY
COMPLETED
11/08/2023
NAME OF PROVIDER OR SUPPLIER
STREET ADDRESS, CITY, STATE, ZIP CODE
Laurels of Defiance The
1701 S Jefferson Ave
Defiance, OH 43512
For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency.
(X4) ID PREFIX TAG
SUMMARY STATEMENT OF DEFICIENCIES
(Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0606
Level of Harm - Minimal harm
or potential for actual harm
Residents Affected - Many
Review of the undated Employee Handbook revealed hiring was subject to the facility's receipt of a
satisfactory criminal background check. Further, staff were required to report to their supervisor or the
Administrator of the facility immediately upon being arrested for or convicted of any crime.
Review of the policy Abuse Prohibition Policy, effective 10/14/22, revealed the facility shall not employ
individuals who have been convicted of or have a finding entered into the State nurse aide registry concern,
or have a disciplinary action in effect against his/her license by a state licensure body as a result of a
finding of abuse, neglect, exploitation, misappropriation of property or mistreatment of individuals. Further
review of the policy revealed the facility would ensure, without exception, all potential licensed and certified
candidates must have their status confirmed with the appropriate boards to verify license/certification and
to determine if any action has been taken against the license or certification.
This deficiency represents non-compliance investigated under Complaint Number OH00147698.
FORM CMS-2567 (02/99)
Previous Versions Obsolete
Event ID:
Facility ID:
365389
If continuation sheet
Page 3 of 3