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Inspection visit

Inspection

LAURELS OF DEFIANCE THECMS #3653891 citation on this visit
1 citation recorded

Inspector’s narrative

What the inspector wrote

This survey cited 1 deficiency. The full statement and the facility’s plan of correction follow, verbatim from the federal record.

F 0606 Not hire anyone with a finding of abuse, neglect, exploitation, or theft. Level of Harm - Minimal harm or potential for actual harm Based on record review, interview and policy review, the facility failed to terminate employment for a State Tested Nursing Assistant (STNA) who had a finding entered in the State Nurse Aide Registry concerning abuse, neglect, or misappropriation. This resulted in one employee, STNA #101, working at the facility while he was not eligible to work in a long-term care facility. This had the potential to affect all residents in the facility. The facility census was 85. Residents Affected - Many Findings include: Review of the personnel file for STNA #101 revealed a hire date of 12/01/22. Review of the background check log revealed STNA #101's background check was submitted 11/22/22, completed 12/07/22 and received at the facility on 12/14/22. STNA #101 was hired to work. Review of the Ohio Department of Health Nurse Aide Registry form dated 11/23/22 revealed STNA #101 was eligible to work and his registry was in good standing. Review of the Criminal History Record Check dated 12/07/22 and stamped by the facility Received 12/14/22 revealed STNA #101 was arrested for theft and forgery 10/30/22 and the case was pending in the local county common pleas court. Review of a court document dated 11/23/22 revealed the defendant, STNA #101, withdrew his plea of not guilty and would apply for the diversion program. Review of the form Employee Disciplinary Record dated 01/09/23 revealed STNA #101 was suspended due to violating the Employee Handbook, Page 6: Rule 3 - your hiring is subject to receipt of a satisfactory criminal background check. STNA #101 would be allowed to return to work when the disqualifying item was removed from his background check. Review of an email correspondence dated 01/20/23 between the Administrator and the facility's corporate office revealed the Administrator requested guidance regarding STNA #101's background check and involvement in a diversion program. Review of the email correspondence dated 02/21/23 revealed a response from the Legal/HR department stating the use of a diversion program was fairly common and because there was no conviction (pending outcome of diversion program) it was okay for STNA #101 to work at the facility. Review of a letter dated 01/25/23 from the facility to the local county Probation Department revealed STNA #101 was hired on 12/01/22 and worked until 01/09/23. Review of the Ohio Department of Health Nurse Aide Registry form dated 02/21/23 revealed STNA #101 (continued on next page) Any deficiency statement ending with an asterisk (*) denotes a deficiency which the institution may be excused from correcting providing it is determined that other safeguards provide sufficient protection to the patients. (See instructions.) Except for nursing homes, the findings stated above are disclosable 90 days following the date of survey whether or not a plan of correction is provided. For nursing homes, the above findings and plans of correction are disclosable 14 days following the date these documents are made available to the facility. If deficiencies are cited, an approved plan of correction is requisite to continued program participation. LABORATORY DIRECTOR'S OR PROVIDER/SUPPLIER REPRESENTATIVE'S SIGNATURE TITLE (X6) DATE FORM CMS-2567 (02/99) Previous Versions Obsolete Facility ID: If continuation sheet Page 1 of 3 Event ID: 365389 Printed: 05/15/2026 Form Approved OMB No. 0938-0391 Department of Health & Human Services Centers for Medicare & Medicaid Services STATEMENT OF DEFICIENCIES AND PLAN OF CORRECTION (X1) PROVIDER/SUPPLIER/CLIA IDENTIFICATION NUMBER: (X2) MULTIPLE CONSTRUCTION 365389 B. Wing A. Building (X3) DATE SURVEY COMPLETED 11/08/2023 NAME OF PROVIDER OR SUPPLIER STREET ADDRESS, CITY, STATE, ZIP CODE Laurels of Defiance The 1701 S Jefferson Ave Defiance, OH 43512 For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency. (X4) ID PREFIX TAG SUMMARY STATEMENT OF DEFICIENCIES (Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0606 was eligible to work and his registry was in good standing. Level of Harm - Minimal harm or potential for actual harm Review of the form titled Diversion Agreement, signed 03/24/23, revealed STNA #101 was accepted into a one-year Diversion Program and was overseen by a Probation Officer. Residents Affected - Many Review of the personnel file for STNA #101 and the staff schedule revealed STNA #101 was scheduled and worked consistently in the facility from 02/22/23 through 11/03/23. Review of the Ohio Department of Health Nurse Aide Registry form dated 11/06/23 revealed STNA #101 was not eligible to work and his registry was not in good standing because STNA #101 was found to have committed abuse, neglect, or misappropriation and could not be employed by a long term care facility in any capacity. Review of the form Employee Disciplinary Record dated 11/06/23 revealed STNA #101 was suspended because the Nurse Aide Registry determined STNA #101 was not in good standing. STNA #101 would be suspended until his license was in good standing. Interview with Payroll/Accounts Payable (PAP) #501 on 11/06/23 at 12:00 P.M. confirmed STNA #101 worked in the facility between 12/01/22 and 01/09/23. PAP #501 confirmed the background check log identified the background check for STNA #101 was received on 12/14/22. Interview on 11/06/23 at 2:02 P.M. with the Director of Nursing (DON) confirmed the Nurse Aide Registry for STNA #101 revealed he was not eligible to work in the facility. The DON stated she became aware of the information on 11/06/23. Interview on 11/06/23 at 2:08 P.M. with the Administrator revealed STNA #101 explained to the facility during his interview about his situation with the court and his plan to be involved in the Diversion Program. The Administrator further stated STNA #101 was suspended while the facility requested guidance from Corporate regarding the Diversion Program. During interview on 11/06/23 at 2:48 P.M. with STNA #101 revealed he pled guilty to the charges brought against him (forgery and theft) on 11/23/22 in order to be allowed to participate in the Diversion Program. STNA #101 believed when he completed the Diversion Program his record would be clear. STNA #101 stated when he was pled guilty on 11/23/22, the court judge told STNA #101 as of today you were not convicted of anything and you can go back to work in healthcare. STNA #101 revealed he had no knowledge he was not in good standing and was not allowed to work in a long term care facility per the Nurse Aide Registry. STNA #101 stated the first time he was aware of it was when the Administrator called him on 11/06/23. During an interview on 11/06/23 at 2:58 P.M., the Administrator revealed STNA #101 returned to work at the facility on 02/22/23. During an interview on 11/06/23 at 5:00 P.M., the Administrator revealed STNA #101 should have been suspended on 12/14/22 when the results of his background check were received. STNA #101 was assigned to the 100 and 200 halls and did not work on the 300 and 400 halls. Review of an email correspondence from the Administrator on 11/07/23 at 9:05 A.M. revealed she believed the results of the background check dated 12/07/22 and stamped by the facility Received 12/14/22 was date-stamped in error and that was why STNA #101 was not suspended on 12/14/22. (continued on next page) FORM CMS-2567 (02/99) Previous Versions Obsolete Event ID: Facility ID: 365389 If continuation sheet Page 2 of 3 Printed: 05/15/2026 Form Approved OMB No. 0938-0391 Department of Health & Human Services Centers for Medicare & Medicaid Services STATEMENT OF DEFICIENCIES AND PLAN OF CORRECTION (X1) PROVIDER/SUPPLIER/CLIA IDENTIFICATION NUMBER: (X2) MULTIPLE CONSTRUCTION 365389 B. Wing A. Building (X3) DATE SURVEY COMPLETED 11/08/2023 NAME OF PROVIDER OR SUPPLIER STREET ADDRESS, CITY, STATE, ZIP CODE Laurels of Defiance The 1701 S Jefferson Ave Defiance, OH 43512 For information on the nursing home's plan to correct this deficiency, please contact the nursing home or the state survey agency. (X4) ID PREFIX TAG SUMMARY STATEMENT OF DEFICIENCIES (Each deficiency must be preceded by full regulatory or LSC identifying information)
F 0606 Level of Harm - Minimal harm or potential for actual harm Residents Affected - Many Review of the undated Employee Handbook revealed hiring was subject to the facility's receipt of a satisfactory criminal background check. Further, staff were required to report to their supervisor or the Administrator of the facility immediately upon being arrested for or convicted of any crime. Review of the policy Abuse Prohibition Policy, effective 10/14/22, revealed the facility shall not employ individuals who have been convicted of or have a finding entered into the State nurse aide registry concern, or have a disciplinary action in effect against his/her license by a state licensure body as a result of a finding of abuse, neglect, exploitation, misappropriation of property or mistreatment of individuals. Further review of the policy revealed the facility would ensure, without exception, all potential licensed and certified candidates must have their status confirmed with the appropriate boards to verify license/certification and to determine if any action has been taken against the license or certification. This deficiency represents non-compliance investigated under Complaint Number OH00147698. FORM CMS-2567 (02/99) Previous Versions Obsolete Event ID: Facility ID: 365389 If continuation sheet Page 3 of 3

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Citations

1 citation recorded*CMS

What do CMS severity letters mean?

Serious (G-L). Actual harm to a resident, or immediate jeopardy. Codes G through I indicate actual harm; J through L indicate immediate jeopardy to resident health or safety.

General (A-F). No actual harm found, or harm that is minimal. The facility must still submit a Plan of Correction. Most CMS citations land here.

Each letter combines severity with scope: how many residents the deficiency affected.

  • 0606GeneralS&S Fpotential for harm

    F606 - The facility must—

    Not hire anyone with a finding of abuse, neglect, exploitation, or theft.

FAQ · About this visit

Common questions about this visit

What happened during the November 8, 2023 survey of LAURELS OF DEFIANCE THE?

This was a inspection survey of LAURELS OF DEFIANCE THE on November 8, 2023. The surveyor cited 1 deficiency, recorded on the federal Form 2567 statement of deficiencies.

Were any deficiencies cited at LAURELS OF DEFIANCE THE on November 8, 2023?

Yes, 1 deficiency was cited, each with a CMS Scope and Severity grade. The first was: "Not hire anyone with a finding of abuse, neglect, exploitation, or theft."

What type of survey was this?

This was a inspection survey conducted by state surveyors under federal Centers for Medicare & Medicaid Services (CMS) oversight. Findings are published on CMS Care Compare.

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Next steps

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Data from CMS Care Compare public records. Dataset last refreshed . If you believe any information is inaccurate, report it here.