Inspector’s narrative
What the inspector wrote
Title 22 California Code of Regulations:
Title 22 §483.12 Freedom from Abuse, Neglect, and Exploitation
The resident has the right to be free from abuse, neglect, misappropriation of resident property, and exploitation as defined in this subpart. This includes but is not limited to freedom from corporal punishment, involuntary seclusion and any physical or chemical restraint not required to treat the resident's medical symptoms.
§483.12(a) The facility must-
§483.12(a) (1) Not use verbal, mental, sexual, or physical abuse, corporal punishment, or involuntary seclusion.
§ 72523. Patient Care Policies and Procedures.
(a) Written patient care policies and procedures shall be established and implemented to ensure that patient related goals and facility objectives are achieved.
Title 22 §72527. Licensee - Patient Rights.
(a)(10) To be free from mental and physical abuse.
Title 22 §72315. Nursing Service - Patient Care
(b) Each patient shall be treated as individual with dignity and respect and shall not be subjected to verbal or physical abuse of any kind.
On 6/23/2025, the California Department of Public Health (CDPH) made an unannounced visit to the facility to investigate a complaint regarding resident abuse.
The facility failed to ensure Resident 1 who had a diagnosis of dementia (a progressive state of decline in mental abilities) was free from physical abuse (any intentional act causing injury or trauma to another person through bodily contact) and verbal abuse (abuse that involves the use of oral or written language directed to a victim, can include the act of harassing, labeling, insulting, scolding, rebuking, or excessive yelling towards an individual).
The facility failed to:
Ensure the facility’s Security Guard (Sec 1) did not curse at Resident 1 and did not hit Resident 1 on the back of the head with an open hand on 6/19/2025 at approximately 9:40 PM.
On 6/19/2025 at approximately 9:40 PM, Certified Nursing Assistant 1 (CNA1) witnessed Sec1 arguing with Resident 1 and saw Sec 1 hit Resident 1 on the back of Resident 1’s head with an open palm. On 6/20/2025 at 3:14 PM Resident 1 went to the General Acute Care Hospital (GACH) for further evaluation.
This failure resulted in Resident 1 being physically abused by Sec1, experiencing pain in his head, expressed feelings of embarrassment, and required a transfer to the GACH.
During a review of Resident 1’s Admission Record dated 6/23/2025, the Admission Record indicated the facility admitted Resident 1, a sixty-eight-year-old-male on 1/8/2025 with diagnoses of encephalopathy (a disease or damage that affects the brain, leading to a change in how it functions), muscle weakness, Alzheimer’s disease (a disease characterized by a progressive decline in mental abilities), dementia, lack of coordination, bipolar disorder (sometimes called manic-depressive disorder; mood swings that range from the lows of depression to elevated periods of emotional highs), low back pain, other abnormalities of gait and mobility, and cerebral infarction (a condition where the brain does not get enough blood and oxygen).
During a review of Resident 1’s History and Physical (H&P) dated 1/9/2025, the H&P indicated Resident 1 was not competent to understand his medical condition.
During a review of Resident 1’s Care Plan Report dated 1/9/2025, the Care Plan Report indicated if Resident 1 became hostile or angry during care, the staff (in general) needed to stop giving care and attempt again at a later time. The Care Plan Report indicated for the staff (in general) to ask for assistance if Resident 1 became resistive.
During a review of Resident 1’s Minimum Data Set (MDS – a resident assessment tool) dated 4/14/2025, the MDS indicated Resident 1 had the ability to understand others and make himself understood. The MDS indicated Resident 1 used a wheelchair.
During a review of Resident 1’s Situation Background and Recommendation form (SBAR, a tool used by healthcare workers when there is a change of condition among the residents) dated 6/19/2025 at 9:45 PM, the SBAR indicated Resident 1 had approached the nursing station yelling out loud because a staff (unidentified) had redirected Resident 1 not to enter the women’s hall. The SBAR indicated Resident 1 became irritable and a CNA (unidentified on the SBAR) was called to help escort Resident 1 to his room. The SBAR indicated Sec 1 yelled out to “stop” to Resident 1, and Resident 1 was heard yelling and cursing. The SBAR indicated the staff (unidentified on the SBAR) asked Resident 1 to “please go to your room.” The SBAR indicated the CNA (unidentified on the SBAR) reported Sec 1 hit Resident 1 on the top of the head with an open hand.
During a review of Resident 1’s Progress Notes dated 6/19/2025 at 9:56 PM, the Progress Note indicated at approximately 9:40 PM Sec1 allegedly assaulted Resident 1. The Progress Notes indicated the facility notified Resident 1’s Medical Doctor (MD) and the local police department. The Progress Notes indicated Sec1 was not allowed to return to the facility.
During a review of Resident 1’s Police Investigation Report dated 6/19/2025, the Police Investigation Report indicated the date and time of the occurrence was 6/19/2025 at 10 PM. The Investigation Report indicated PD 1 and PD 2 were sent to the facility on 6/20/2025 at approximately 12:15 AM. The Investigation Report indicated Resident 1 stated he (Resident 1) was assaulted by a staff member at the facility. The Investigation Report indicated Resident 1 was not happy with his care level. The Investigation Report indicated Resident 1 believed “the janitor or security slapped him with his left hand to the back of his head.” The Investigation Report indicated the “suspect cursed” at Resident 1. The Investigation Report indicated Resident 1 advised the officers he (Resident 1) had a lump on the back of his head cause by “the suspect,” but the lump was not visible to the officers. The Investigation Report indicated the suspect was Sec 1 and indicated Sec 1 “fled prior to police arrival.” The Investigation Report indicated the police searched for the suspect but did not find him.
During a review of Resident 1’s Progress Notes dated 6/20/2025 at 7:38 AM, the Progress Notes indicated Resident 1 was being monitored for “victim altercation,” and able to accurately recall some details of the situation to the police officers.
During a review of Resident 1’s Phone Order dated 6/20/2025, at 10:26 AM, indicated to transfer Resident 1 to the GACH for evaluation.
During a review of Resident 1’s Interdisciplinary Team (IDT, a group of healthcare professionals from different disciplines caring for the resident) Review General note dated 6/20/2025 at 11:20 AM, the IDT Review General note indicated “the guy (Sec 1) slapped him on his head.” The IDT Review General note indicated Resident 1 stated his head hurt (no pain level indicated on the IDT General note) and requested something for pain. The IDT Review-General note indicated the IDT recommendation was to send Resident 1 to the Emergency Department (ER) for an evaluation and treatment as needed.
During a review of Resident 1’s GACH Patient Information indicated Resident 1’s admit date was 6/20/2025 at 3:14 PM for “Aggressive Behavior.”
During a review of Resident 1’s Progress Notes dated 6/21/2025, at 12:16 AM, The Progress Notes indicated Resident 1 returned back to the facility at 11:56 PM (6/20/2025). The Progress Notes indicated the GACH no longer accepted aggressive residents.
During a concurrent observation in Resident 1’s room and interview on 6/23/2025 at 10:21 AM, Resident 1 appeared to be groggy and talked in a low voice. Resident 1 stated he did not know why Sec 1 hit him. Resident 1 stated Sec1 hit him on the back of the head and could not recall the date and time.
During an interview on 6/23/2025 at 11:20 AM with Sec 1, Sec 1 stated CNA 1 was assisting Resident 1 and wheeling Resident 1 to his room. Sec 1 stated he (Sec1) went over to CNA 1 and Resident 1 because Resident 1 had been acting out. Sec 1 stated he (Sec1) tried to calm Resident 1 down and put his arm up to Resident 1 to say “sorry” to try to calm Resident 1 down. Sec 1 stated Resident 1 “balled his fist” and stated Resident 1 tried to hit him (Sec 1). Sec 1 stated he (Sec 1) raised his hand to protect himself/duck out of Resident 1’s way to avoid getting hit by Resident 1.
During a follow up interview on 6/23/2025 at 12:50 PM with Sec 1, Sec 1 stated did not receive abuse training from the facility and was employed with the security company on 6/16/2025. Sec 1 stated he “just signed a bunch of papers.”
During an interview on 6/23/2025 at 12:55 PM with CNA 1, CNA 1 stated he (CNA1) was taking Resident 1 from the “female side” during the evening shift on 6/19/2025 when Resident 1 got into an argument with Sec 1. CNA 1 stated he (CNA1) took Resident 1 back to the resident’s room “to get him away,” from Sec 1 who followed Resident 1 and CNA 1 to Resident 1’s room. CNA 1 stated Resident 1 was sitting in a wheelchair facing the drawers at the head of his bed. CNA 1 stated Resident 1 had his back to the doorway when Sec 1 came through the door and hit Resident 1 on the back of his head with an open palm. CNA 1 stated the sound the hit made was loud enough for the nurse outside (unidentified) of the room to ask what happened. CNA 1 stated he (CNA1) then told Sec 1 he (Sec1) should never hit any of the residents.
During an interview on 6/23/2025 at 1:27 PM with Resident 1, Resident 1 stated when Sec1 hit Resident 1 (6/19/2025), the resident felt pain at a level of 8 out of 10 (a numerical scale used to assess pain intensity, where 0 indicates no pain and 10 represents the worst pain imaginable. 0-3 mild pain, 4-6 moderate pain, 7-9 severe pain, 10 worst pain imaginable) Resident 1 also reported feeling bad and embarrassed.
During an interview on 6/23/2025 at 1:44 PM with the Director of Nursing (DON) and the facility Administrator (Adm), the DON stated abuse training was required for all staff working at the facility as well as anyone working in the resident care area. The DON stated she (DON) only received verbal understanding that Sec 1 had received abuse training. The DON stated the Director of Staff Development (DSD) was responsible for verifying Sec 1’s abuse training was completed. The DON stated the DSD was not at the facility because the DSD was sick. The DON stated if the DSD was not available then it would be DON’s responsibility to verify Sec 1 received abuse training. The DON stated she met with Sec 1 on 6/9/2025 and Sec 1 received orientation from the DON who went over de-escalation tactics with Sec 1. The DON stated abuse training was part of the requirement for competent staffing and stated the alleged abuse by Sec 1 on Resident 1 could have been prevented.
During a telephone interview on 7/3/2025 at 2:11 PM, with Registered Nurse (RN1), Resident 1’s IDT Review General note dated 6/20/2025 at 11:20 AM was reviewed. RN1 stated the IDT Review General note indicated Resident 1 stated his head hurt and the Director of Nursing (DON) asked if the nurse (unidentified) gave him any medication for pain and the resident replied “No.” RN1 stated the IDT notes did not indicate the pain level of Resident 1’s head pain. RN1 stated the IDT notes did not indicate Resident 1 received pain relief medication for head.
During the concurrent record review and telephone interview on 7/3/2025 at 2:37 PM, with RN1 Resident 1’s Progress Notes for 6/20/2025 and the Medication Administration Record (MAR) for the month of June 2025 were reviewed. RN1 stated the Progress Notes and the (MAR) did not indicate Resident 1 received pain relief medication for head and did not indicate the pain level of Resident 1’s head pain.
During a review of the facility’s P&P titled “Abuse Prevention Program” dated 1/16/2025, the P&P indicated “Our residents have the right to be free from abuse, neglect, misappropriation of property and exploitation. This includes but is not limited to freedom from corporal punishment), involuntary seclusion, verbal, mental, sexual, or physical abuse and physical or chemical restraint (when medication is used to control a person's behavior, not because it's the right treatment for their condition, but to make them less active or easier to manage) not required to treat the resident’s symptoms. The P&P indicated the facility would “protect our residents from abuse from anyone including, but not necessarily limited to: facility staff, other residents, consultants, volunteers, staff from other agencies, family members, legal representatives , friends, visitor, or any other individual. The P&P indicated the facility would “require staff training/orientation (the initial period where a new hire gets introduced to the company, their team, and their specific job duties and helps them understand the company's culture, policies, and expectations, and get comfortable in their new role) programs that include such topics as abuse prevention, identification and reporting of abuse, stress management, and handling verbally or physically aggressive resident behavior.”
The facility failed to ensure Resident 1 who had a diagnosis of dementia was free from physical abuse and verbal abuse.
The facility failed to:
Ensure the facility’s Sec 1 did not curse at Resident 1 and did not hit Resident 1 on the back of the head with an open hand on 6/19/2025 at approximately 9:40 PM.
On 6/19/2025 at approximately 9:40 PM, CNA1 witnessed Sec1 arguing with Resident 1 and saw Sec 1 hit Resident 1 on the back of Resident 1’s head with an open palm. On 6/20/2025 at 3:14 PM Resident 1 went to the GACH for further evaluation.
This failure resulted in Resident 1 being physically abused by Sec1, experiencing pain in his head, expressed being embarrassed, and required a transfer to the GACH.
These violations presented either imminent danger that death or serious harm would result or a substantial probability that death or serious physical harm would result to Resident 1.